Legal and Compliance at Emerald


Financial Services Act (FinSA)

The Swiss Financial Services Act (FinSA) aims to strengthen investor protection and establish comparable standards for financial service providers. It requires that financial service providers introduce enhanced conduct rules and provide their clients with comprehensive information and documentation.

More on the Financial Services Act and related documents

GDPR Transparency Statement

Emerald has issued a privacy statement in order to adhere to GDPR, the EU General Data Protection Regulation, and the upcoming revision of the Swiss Data Protection Act.

Read the full GDPR transparency statement

Disclaimer

The content of this website is the intellectual property of Emerald Technology Ventures AG, which has its registered offices in Switzerland, and is presented on the Internet for viewing purposes only.

Regulatory Status

Zürich: Emerald Technology Ventures AG is currently not a prudentially regulated entity but a member of the self-regulatory organization VQF, General-Guisan-Strasse 6, CH-6300 Zug, who is regulated by the Swiss Financial Market Supervisory Authority FINMA. Emerald is currently in the process of obtaining a license from FINMA as manager of collective assets and expects to become regulated accordingly as an asset manager itself by FINMA in early 2023”.

Singapore: Emerald Technology Ventures PTE. LTD. is regulated by the Monitory Authority of Singapore, 10 Shenton Way, MAS Building, Singapore 079117 as a Venture Capital Fund Manager (Licence No. CMS101112).

Toronto: Emerald Technology Ventures Inc. is an unregulated entity.